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FINRA General Securities Representative Qualification Examination (GS) : Series-7
Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Updated: Oct 11, 2026
Q & A: 402 Questions and Answers
Series-7 Free Demo download
Career competition is real, and preparation quality is one of the few parts of it you fully control. PassTorrent strengthens that part for the Series-7 exam with 402 verified practice questions for the FINRA General Securities Representative Qualification Examination (GS) exam.
FINRA Series-7 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Opens Accounts after Obtaining and Evaluating Customers' Financial Profile and Investment Objectives | |
| Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records | |
| Seeks Business for the Broker-Dealer from Customers and Potential Customers | |
| Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions |
Series-7 Exam FAQ
The FINRA General Securities Representative Qualification Examination (GS) exam requires a score of 72% (scaled, typical passing standard) to pass, and the official registration fee is USD 395. Knowing these numbers in advance keeps your planning honest.
Each round of the Series-7 question bank starts from the official exam objectives: experts map the syllabus, draft questions to cover it with precision, and review the result before release. When new exam points appear, the bank is updated accordingly — deliberate coverage, not guesswork.
Any details you leave with us during browsing or purchase are guarded against misuse and external threats, and they are used only to deliver your order and support. Your Series-7 purchase stays between you and us — that is a standing commitment, not a marketing line.
The FINRA General Securities Representative Qualification Examination (GS) exam contains 125 (scored; additional unscored pretest items may be included) questions, and you will have 225 minutes minutes to complete them. Practicing under the same constraints makes exam-day pacing feel rehearsed.
The FINRA General Securities Representative Qualification Examination (GS) exam is scored on a scale where 72% (scaled, typical passing standard) is required to pass, and the official exam fee is USD 395.
Must be associated with and sponsored by a FINRA member firm; must pass the Securities Industry Essentials (SIE) exam alongside Series 7
You can confirm the current eligibility requirements on the official Series-7 exam page before you register.
This package includes 402 practice questions for the FINRA General Securities Representative Qualification Examination (GS) exam. Every answer is verified by an experienced team of experts, so you can trust what you study.
The FINRA General Securities Representative Qualification Examination (GS) practice questions are organized around the official exam objectives. Key topics include:
- Opens Accounts after Obtaining and Evaluating Customers' Financial Profile and Investment Objectives ()
- Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions ()
- Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records ()
Syllabus-driven coverage means no wasted practice on irrelevant material.
FINRA General Securities Representative Qualification Examination (GS) Sample Questions:
Question #1
Which of the following pairs of corporation characteristics are easiest for a partnership to avoid?
- A. business objective and centralized management
- B. two or more associates and free transferability of assets
- C. continuity of life of the business and limited liability
- D. continuity of life of the business and transferability of assets
Correct Answer: D 🗳️
Explanation: Only visible for PassTorrent members. You can sign-up / login (it's free).
Question #2
The Securities Act of 1933 provides for:
- A. regulation of new issues of securities
- B. establishment of the Securities and Exchange Commission
- C. all of the above
- D. extension of credit in the securities industry
Correct Answer: A 🗳️
Explanation: Only visible for PassTorrent members. You can sign-up / login (it's free).
Question #3
Which of the following is considered a firm quotation in the over-the-counter market?
- A. 27.50
- B. both B and C
- C. 27.50 subject
- D. 27.50 workout
Correct Answer: A 🗳️
Explanation: Only visible for PassTorrent members. You can sign-up / login (it's free).
Question #4
Regulation A permits a short form of filing for offerings of new securities provided the total amount of the offering does not exceed:
- A. $2,000,000
- B. $2,500,000
- C. $1,000,000
- D. $5,000,000
Correct Answer: D 🗳️
Explanation: Only visible for PassTorrent members. You can sign-up / login (it's free).
Question #5
The FINRA Conduct Rules permit a transaction made "seller's option" to be delivered earlier than the expiration of the contract if:
- A. the client requests it
- B. the buyer is given one-day notice in writing
- C. the buyer is a non-clearing member
- D. the seller is located in New York City
Correct Answer: B 🗳️
Explanation: Only visible for PassTorrent members. You can sign-up / login (it's free).
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